Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rochelle? Claim Your ProfileRochelle Schaeffer is a financial advisor with over 12 years of experience in the industry. Rochelle is currently registered with J.P. Morgan Securities LLC and has previously worked for UBS Financial Services Inc., Fidelity Brokerage Services LLC, Park Avenue Securities LLC, and NYLIFE Securities LLC. Rochelle is a dedicated and experienced professional, committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
01/31/2024 - Present
J.p. Morgan Securities LLC (WHITE PLAINS NY)
NY
06/14/2022 - 01/23/2024
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NH
07/16/2021 - 04/22/2022
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
NY
04/24/2014 - 05/03/2021
J.P. MORGAN SECURITIES LLC (YORKTOWN HEIGHTS NY)
NY
07/13/2012 - 03/28/2014
PARK AVENUE SECURITIES LLC (TARRYTOWN NY)
NY
10/31/2011 - 06/26/2012
NYLIFE SECURITIES LLC (WHITE PLAINS NY)
NY
06/09/2011 - 09/09/2011
DAVID LERNER ASSOCIATES, INC. (WHITE PLAINS NY)
BOTH
Issued 11/01/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/22/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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