Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rochelle? Claim Your ProfileRochelle Greenfield has been in the financial services industry for over 15 years. Rochelle is a registered representative with Axos Clearing LLC and is licensed to conduct business in Colorado. Rochelle has a strong track record of providing personalized financial advice to clients and has a proven ability to help them achieve their financial goals. Rochelle has held previous positions at E*TRADE SECURITIES LLC, TCADVISORS NETWORK INC., GWFS EQUITIES, INC., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., and AMERICAN CENTURY INVESTMENT SERVICES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
08/13/2021 - Present
Axos Clearing LLC (CENTENNIAL CO)
CO
02/18/2020 - 12/31/2020
E*TRADE SECURITIES LLC (Centennial CO)
CO
10/28/2011 - 04/09/2018
TCADVISORS NETWORK INC. (CENTENNIAL CO)
CO
02/08/2008 - 04/02/2009
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
07/08/2004 - 01/14/2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
NY
12/12/2003 - 06/03/2004
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
MO
02/12/2001 - 12/12/2003
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
BC
Issued 08/15/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/17/2020
Series 7TO - General Securities Representative Examination
BC
Issued 04/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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