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Rochelle Mary Maiorca

Northwestern Mutual Investment Services, LLC

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About Rochelle Mary Maiorca

Rochelle Mary Maiorca is a financial professional with over 24 years of experience in the industry. Rochelle is currently registered with Northwestern Mutual Investment Services, LLC in Vero Beach, FL. Prior to that, Rochelle was with BrokersXpress LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc. and Mercer Global Securities LLC. Rochelle holds Series 7, Series 63 and Series 65 licenses as well as the SIE.

Firm Information

Rochelle Maiorca is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Rochelle Maiorca’s Registration & Firm History

FL

11/04/2008 - Present

Northwestern Mutual Investment Services, LLC (VERO BEACH FL)

SC

10/17/2007 - 07/28/2008

BROKERSXPRESS LLC (MT. PLEASANT SC)

SC

03/15/2004 - 01/31/2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MT. PLEASANT SC)

NY

01/27/2000 - 11/13/2003

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

CA

06/22/1999 - 01/25/2000

MERCER GLOBAL SECURITIES LLC (IRVINE CA)

CA

05/09/1997 - 09/11/1997

MERCER GLOBAL SECURITIES LLC (IRVINE CA)

NY

12/07/1994 - 12/11/1995

SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 01/13/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/16/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rochelle Mary Maiorca.
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