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Rochelle Marie Purdy

Charles Schwab & CO., Inc.

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About Rochelle Marie Purdy

Rochelle Marie Purdy is a financial advisor registered with Charles Schwab & Co., Inc.. She is located in Westlake, TX and has been working in the financial industry since July 31, 2010. Rochelle has her Series 7, 63, 66 and SIE licenses as well as her Certified Financial Planner and Chartered Financial Consultant designations. In addition to her work at Charles Schwab, Rochelle also owns and operates Purdy Solutions where she provides consulting services to small businesses.

Firm Information

Rochelle Purdy is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Rochelle Purdy’s Registration & Firm History

TX

12/03/2020 - Present

Charles Schwab & CO., Inc. (Westlake TX)

TX

01/18/2007 - 12/20/2016

HD VEST INVESTMENT SERVICES (Irving TX)

MI

06/06/2006 - 10/27/2006

AMERIPRISE FINANCIAL SERVICES, INC. (TROY MI)

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Licenses & Designations

BC

Issued 12/27/2020

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 08/01/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/25/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/20/2016

SIE - Securities Industry Essentials Examination

BC

Issued 06/05/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rochelle Marie Purdy.
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