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Rochelle Marie Henry ernberger

Nations Financial Group, Inc.

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About Rochelle Marie Henry ernberger

Rochelle Marie Henry Ernberger is a financial advisor with Nations Financial Group, Inc. Rochelle has been in the financial industry since 1992 and is licensed in multiple states. Rochelle offers a range of financial planning and investment services to individual clients, businesses, and charitable organizations. Rochelle has experience working with clients of all types and has a proven track record of success. Rochelle is dedicated to providing personalized financial advice and guidance to her clients to help them achieve their financial goals. Rochelle's previous work experience includes positions at U.S. BANCORP INVESTMENTS, INC., FIRSTAR INVESTMENT SERVICES,INC., NORWEST INVESTMENT SERVICES, INC., and SECURITIES CORPORATION OF IOWA.

Firm Information

Rochelle Henry ernberger is currently registered with Nations Financial Group, Inc.. Nations Financial Group, Inc. is a corporation formed in 1997 that provides financial planning, pension consulting, selection of other advisers, portfolio management for businesses and individuals, and other advisory services. The firm manages approximately $3.4 billion in assets for a variety of clients, including high net worth individuals, corporations, charitable organizations, and pension and profit sharing plans. The firm has offices in Cedar Rapids, IA and is registered with the SEC and in 51 states.
Nations Financial Group, Inc.

3925 FOUNTAINS BLVD NE

CEDAR RAPIDS, IA 52411

$3.40B

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Rochelle Henry ernberger’s Registration & Firm History

IA

03/06/2023 - Present

Nations Financial Group, Inc. (CEDAR RAPIDS IA)

IA

12/01/2001 - 10/28/2011

U.S. BANCORP INVESTMENTS, INC. (CEDAR RAPIDS IA)

NJ

07/20/1995 - 12/01/2001

FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)

MN

05/16/1994 - 07/10/1995

NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)

IA

08/19/1992 - 05/24/1994

SECURITIES CORPORATION OF IOWA (CEDAR RAPIDS IA)

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Licenses & Designations

IA

Issued 02/16/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/01/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rochelle Marie Henry ernberger.
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