Unclaimed
Rochelle Marie Henry Ernberger is a financial advisor with Nations Financial Group, Inc. Rochelle has been in the financial industry since 1992 and is licensed in multiple states. Rochelle offers a range of financial planning and investment services to individual clients, businesses, and charitable organizations. Rochelle has experience working with clients of all types and has a proven track record of success. Rochelle is dedicated to providing personalized financial advice and guidance to her clients to help them achieve their financial goals. Rochelle's previous work experience includes positions at U.S. BANCORP INVESTMENTS, INC., FIRSTAR INVESTMENT SERVICES,INC., NORWEST INVESTMENT SERVICES, INC., and SECURITIES CORPORATION OF IOWA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IA
03/06/2023 - Present
Nations Financial Group, Inc. (CEDAR RAPIDS IA)
IA
12/01/2001 - 10/28/2011
U.S. BANCORP INVESTMENTS, INC. (CEDAR RAPIDS IA)
NJ
07/20/1995 - 12/01/2001
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
MN
05/16/1994 - 07/10/1995
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
IA
08/19/1992 - 05/24/1994
SECURITIES CORPORATION OF IOWA (CEDAR RAPIDS IA)
IA
Issued 02/16/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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