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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rochelle? Claim Your ProfileRochelle Slattery is an Investment Advisor Representative with Osaic Wealth, Inc. Rochelle has been in the financial services industry since 1996. Rochelle has a wide range of experience in the industry. Rochelle has passed several professional exams including the Series 7, Series 24, Series 52, Series 53, Series 63, Series 65 and Series 99TO exams. Rochelle is also a licensed insurance agent and has been involved in the insurance industry since 2004. Rochelle is currently registered with Osaic Wealth, Inc., Securities America, Inc., and Cambridge Investment Research, Inc. Rochelle is committed to providing her clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
06/14/2024 - Present
Osaic Wealth, Inc. (ST LOUIS PARK MN)
MN
01/26/2015 - 06/14/2024
SECURITIES AMERICA, INC. (ST LOUIS PARK MN)
MN
11/11/2004 - 01/28/2015
CAMBRIDGE INVESTMENT RESEARCH, INC. (GOLDEN VALLEY MN)
MA
03/05/2003 - 10/29/2004
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
MN
11/06/2002 - 01/28/2003
TCF SECURITIES, INC. (MINNEAPOLIS MN)
NY
10/10/1997 - 10/29/2002
TRUSTED SECURITIES ADVISORS CORP. (NEW YORK NY)
NA
05/08/1990 - 11/09/1990
MATHEWS, HOLMQUIST & ASSOCIATES, INC.
NA
09/29/1989 - 05/02/1990
M. H. NOVICK & CO., INC.
MN
12/20/1988 - 10/04/1989
MILLER & SCHROEDER FINANCIAL, INC. (MINNEAPOLIS MN)
IA
Issued 11/16/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/31/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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