Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rochelle? Claim Your ProfileRochelle Lea Murphy is a registered representative of Wells Fargo Clearing Services, LLC. Rochelle is a licensed and experienced financial professional with over 17 years in the industry. Rochelle is a dedicated and committed advisor who is dedicated to helping clients achieve their financial goals. Rochelle has worked in various capacities within the financial services industry, including positions at Cetera Investment Services LLC and Spectrum Capital, Inc. Rochelle holds the Series 66, Series 7, and Series 24 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SD
02/04/2013 - Present
Wells Fargo Clearing Services, LLC (SIOUX FALLS SD)
SD
07/18/2011 - 01/08/2013
CETERA INVESTMENT SERVICES LLC (SIOUX FALLS SD)
SD
10/06/2010 - 06/28/2011
SPECTRUM CAPITAL, INC. (SIOUX FALLS SD)
SD
06/29/2005 - 04/19/2010
WELLS FARGO INVESTMENTS, LLC (SIOUX FALLS SD)
BOTH
Issued 11/30/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/05/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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