Unclaimed
Rochelle Faber is a financial professional with over 29 years of experience in the industry. Rochelle is currently registered with Blackrock Investments, LLC, a firm that provides financial services to clients. Rochelle has previously been registered with firms including Citigroup Global Markets Inc. and Salomon Brothers Inc. Rochelle holds a Series 63, Series 7, Series 10, and Series 24 license and is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/02/2021 - Present
Blackrock Investments, LLC (NEW YORK NY)
NY
09/01/1998 - 01/04/2021
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
02/19/1993 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 04/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/27/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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