Invested Better
Unclaimed

Unclaimed

Unclaimed

Rochelle K Faber

Blackrock Investments, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Rochelle? Claim Your Profile

About Rochelle K Faber

Rochelle Faber is a financial professional with over 29 years of experience in the industry. Rochelle is currently registered with Blackrock Investments, LLC, a firm that provides financial services to clients. Rochelle has previously been registered with firms including Citigroup Global Markets Inc. and Salomon Brothers Inc. Rochelle holds a Series 63, Series 7, Series 10, and Series 24 license and is registered with the state of New York.

Firm Information

Rochelle Faber is currently registered with Blackrock Investments, LLC. Blackrock Investments, LLC is a Limited Liability Company formed on October 21, 1994. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Blackrock Investments has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Rochelle Faber’s Registration & Firm History

NY

06/02/2021 - Present

Blackrock Investments, LLC (NEW YORK NY)

NY

09/01/1998 - 01/04/2021

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

02/19/1993 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

Not sure if Rochelle K Faber is right for you?

Licenses & Designations

BC

Issued 04/21/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/27/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rochelle K Faber.
Not sure if Rochelle K Faber is right for you?