Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rochelle? Claim Your ProfileRochelle Wagenheim is an active investment advisor representative with Ingalls & Snyder, LLC. Rochelle has been in the financial industry since 2001. Rochelle has a Series 63, Series 65, Series 7 and Series 86 and 87 licenses. Rochelle has previously worked at Morgan Stanley Distribution, Inc., Morgan Stanley and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see "miscellaneous" on schedule d.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
07/08/2021 - Present
Ingalls & Snyder, LLC (NEW YORK NY)
NY
09/30/2015 - 10/30/2018
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
NY
03/01/2010 - 10/01/2015
MORGAN STANLEY (NEW YORK NY)
NY
05/07/2001 - 03/01/2010
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 06/10/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/14/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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