Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rochelle? Claim Your ProfileRochelle Biggs is a financial advisor with Wells Fargo Clearing Services, LLC. Rochelle has been in the financial services industry for over 16 years and is registered in Illinois and Missouri. Rochelle is a Series 7, 9, 10, 66 and SIE licensed representative, and also holds an Illinois Investment Advisor Representative license. She is affiliated with Wells Fargo Clearing Services, LLC. Prior to joining Wells Fargo Clearing Services, LLC, Rochelle worked at A.G. Edwards & Sons, Inc.. Rochelle specializes in working with high net worth individuals, corporations, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/07/2009 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
02/27/2006 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 08/11/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/14/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/25/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Rochelle Biggs is the right advisor for you? Invested Better is here to help.
