Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rochana? Claim Your ProfileRochana Norby is an investment advisor representative with Osaic Wealth, Inc. Rochana is registered with the Securities and Exchange Commission and has been in the industry for over 35 years. Rochana holds the Series 6, 7, 22, 63 and 65 securities licenses, and is registered in Pennsylvania and Texas. Rochana has experience providing financial planning, portfolio management and investment advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
06/14/2024 - Present
Osaic Wealth, Inc. (WAYNE PA)
PA
11/20/1997 - 06/14/2024
SECURITIES AMERICA, INC. (WAYNE PA)
NY
04/28/1988 - 12/08/1997
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 01/28/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/01/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1998
Series 7 - General Securities Representative Examination
BC
Issued 08/15/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/27/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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