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Rochak Jain

Bofa Securities, Inc.

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About Rochak Jain

Rochak Jain is a registered representative with Bofa Securities, Inc. in Palo Alto, California. Rochak Jain has been in the industry since October 18, 2020, and is licensed to sell securities in California. Rochak Jain specializes in research-related services.

Firm Information

Rochak Jain is currently registered with Bofa Securities, Inc.. Bofa Securities, Inc. is a corporation formed in September 2015 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Bofa Securities provides research-related services and publishes periodicals. The firm has 314 registered representatives.
Bofa Securities, Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

Not reported

Assets Under Management

Not reported

Total Clients

1,401

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Negotiated fees for research-related services

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Rochak Jain’s Registration & Firm History

CA

10/19/2020 - Present

Bofa Securities, Inc. (PALO ALTO CA)

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Licenses & Designations

BC

Issued 11/21/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/17/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/10/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rochak Jain.
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