Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rocco? Claim Your ProfileRocco Volpe is a financial professional with over 28 years of experience in the securities industry. Rocco is currently registered with Nylife Securities LLC and is Series 6, 7, 24, and 63 licensed. Rocco has previously worked with Nylife Distributors Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/05/1995 - Present
Nylife Securities LLC (NEW YORK NY)
NJ
01/28/1997 - 04/05/2002
NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)
NJ
03/22/1994 - 05/25/1995
NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)
BC
Issued 11/04/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1995
Series 7 - General Securities Representative Examination
BC
Issued 03/21/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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