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Rocco Steven Strazzella

MacRo Risk Advisors LLC

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About Rocco Steven Strazzella

Rocco Strazzella is a financial advisor who has been in the industry since 2002. Rocco has a strong track record of success in the financial services industry. Currently, Rocco Strazzella is a registered representative with MacRo Risk Advisors LLC. Prior to joining MacRo Risk Advisors LLC, Rocco has held positions at Canaccord Genuity LLC, BNP Paribas Securities Corp, National Alliance Securities, LLC, Guggenheim Securities, LLC, WJB Capital Group, Inc., Cuttone & Co., Inc., and Fulcrum Global Partners LLC.

Firm Information

Rocco Strazzella is currently registered with MacRo Risk Advisors LLC. MacRo Risk Advisors LLC is a Limited Liability Company formed on May 9, 2008, with a presence in Arizona, California, Colorado, Connecticut, Illinois, Kentucky, Maryland, Massachusetts, Michigan, Minnesota, Missouri, New Jersey, New York, North Carolina, Ohio, Texas, and Wisconsin. The firm has one approved SEC registration and 17 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rocco Strazzella’s Registration & Firm History

NY

02/18/2020 - Present

MacRo Risk Advisors LLC (RYE NY)

NY

08/10/2015 - 01/17/2020

CANACCORD GENUITY LLC (NEW YORK NY)

NY

07/15/2014 - 09/02/2015

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NC

05/06/2013 - 07/14/2014

NATIONAL ALLIANCE SECURITIES, LLC (RALEIGH NC)

NC

12/17/2010 - 05/06/2013

GUGGENHEIM SECURITIES, LLC (RALEIGH NC)

NY

12/20/2005 - 12/15/2010

WJB CAPITAL GROUP, INC. (NEW YORK NY)

NY

09/27/2002 - 01/17/2006

CUTTONE & CO., INC. (NEW YORK NY)

NY

04/24/2002 - 05/01/2002

FULCRUM GLOBAL PARTNERS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/30/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/10/2003

Series 25 - NYSE Trading Assistant Examination

BC

Issued 12/16/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/23/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Rocco Steven Strazzella. Review regulatory record here.
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