Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rocco? Claim Your ProfileRocco Scanniello is a financial advisor registered in Colorado, Florida, New Jersey and New York. Rocco has over 17 years of experience in the financial industry and has a Series 7, Series 66 and SIE licenses. Rocco currently works with Janus Henderson Distributors US LLC and has worked previously at Eaton Vance Distributors, Inc., Hartford Life Distributors, LLC, OppenheimerFunds Distributor, Inc. and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
08/09/2023 - Present
Janus Henderson Distributors US LLC (DENVER CO)
MA
10/28/2011 - 02/28/2023
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
CT
12/06/2007 - 10/25/2011
HARTFORD LIFE DISTRIBUTORS, LLC (HARTFORD CT)
NY
01/24/2007 - 12/21/2007
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
10/21/2005 - 01/08/2007
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
IA
Issued 12/22/2011
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/10/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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