Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rocco? Claim Your ProfileRocco Santorsola is an investment advisor representative with Ausdal Financial Partners, Inc.. Rocco is a registered representative and investment adviser representative in Florida, Illinois, and Michigan. Rocco has been in the industry since 1995. Rocco holds Series 6, 7, 63, and 65 licenses. Rocco also holds a Series SIE license. In addition to working as an investment advisor, Rocco also provides accounting and tax preparation services, as well as health/life insurance and fixed annuity sales. Rocco has over 25 years of experience in the financial services industry. Rocco's primary focus is on providing individual and business clients with financial planning and investment management services. Rocco also offers a variety of other services, including estate planning, retirement planning, and college savings. Rocco's goal is to help his clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advice on uma platforms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Revenue sharing
1
2
IL
06/15/2009 - Present
Ausdal Financial Partners, Inc. (DOWNERS GROVE IL)
IL
01/30/1995 - 06/12/2009
WATERSTONE FINANCIAL GROUP, INC. (ELK GROVE VILLAGE IL)
IA
Issued 12/27/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/27/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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