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Rocco Russamano

National Financial Services LLC

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About Rocco Russamano

Rocco Russamano is a financial professional with experience in the securities industry. Rocco is currently registered with National Financial Services LLC and previously worked at Equitable Advisors, LLC. Rocco holds the Series 7TO, Series 99TO, and Series 66 licenses, demonstrating their knowledge and expertise in the financial services industry.

Firm Information

Rocco Russamano is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rocco Russamano’s Registration & Firm History

NJ

05/10/2021 - Present

National Financial Services LLC (JERSEY CITY NJ)

NY

10/01/2020 - 01/26/2021

EQUITABLE ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 12/18/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 09/30/2020

Series 7TO - General Securities Representative Examination

BC

Issued 02/27/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rocco Russamano.
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