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Rocco Joseph Scarsella

THE Financial Center, LLC

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About Rocco Joseph Scarsella

Rocco Scarsella is an investment advisor representative with The Financial Center, LLC and Cambridge Investment Research Advisors, Inc. Rocco has over 38 years of experience in the financial services industry. Rocco offers financial planning, pension consulting, and educational seminars. Rocco is also a registered investment advisor in Michigan and Texas.

Firm Information

Rocco Scarsella is currently registered with THE Financial Center, LLC. THE Financial Center, LLC is an independent financial planning firm that offers a range of services to individuals and businesses. They specialize in financial planning, pension consulting, and educational seminars. They are also able to select other advisors for their clients.

Not reported

Assets Under Management

235

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Rocco Scarsella’s Registration & Firm History

MI

01/01/2025 - Present

THE Financial Center, LLC (Livonia MI)

MI

01/01/2004 - 08/29/2008

MULTI-FINANCIAL SECURITIES CORPORATION (LIVONIA MI)

OH

03/20/1991 - 01/01/2004

VESTAX SECURITIES CORPORATION (HUDSON OH)

CO

05/21/2003 - 12/31/2003

MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)

IA

06/25/1999 - 03/01/2000

LOCUST STREET SECURITIES, INC. (DES MOINES IA)

NA

06/07/1990 - 05/08/1991

FIRST FINANCIAL MONETARY SYSTEMS, INC.

NA

09/12/1989 - 05/24/1990

USA FINANCIAL GROUP, INC.

NA

07/09/1984 - 09/20/1989

FIRST INVESTORS CORPORATION

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Licenses & Designations

IA

Issued 09/02/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/23/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/09/2000

Series 24 - General Securities Principal Examination

BC

Issued 09/24/1987

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/23/1991

Series 7 - General Securities Representative Examination

BC

Issued 07/06/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Rocco Joseph Scarsella. Review regulatory record here.
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