Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rocco? Claim Your ProfileRocco Joseph Romeo is a registered representative with KKR Capital Markets LLC and has been active in the industry since November 2023. Rocco Joseph Romeo is licensed to provide securities advice in 53 states and the District of Columbia. Rocco Joseph Romeo previously worked at HPS Securities, LLC. Rocco Joseph Romeo holds Series 7, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/28/2024 - Present
KKR Capital Markets LLC (New York NY)
NY
09/18/2023 - 04/11/2024
HPS SECURITIES, LLC (NEW YORK NY)
BC
Issued 09/29/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/09/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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