Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rocco? Claim Your ProfileRocco Giglio is a financial advisor with Cetera Investment Advisers LLC. Rocco has been in the financial industry since 2024. Rocco is registered as a financial advisor in Missouri and Texas. Rocco is a Series 7, 66, and SIE licensed advisor. Rocco's primary work location is in SMITHVILLE, Missouri. Rocco provides services to individuals, corporations, charities, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
10/14/2024 - Present
Cetera Investment Advisers LLC (SMITHVILLE MO)
BOTH
Issued 8/19/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/18/2024
Series 7TO - General Securities Representative Examination
BC
Issued 1/5/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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