Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rocco? Claim Your ProfileRocco J. Lafaro is a financial advisor with Aegis Capital Corp. based in Bronxville, New York. Rocco Lafaro has been in the financial services industry since December 2008 and has a strong background in helping individuals, corporations, and pooled investment vehicles achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
01/03/2022 - Present
Aegis Capital Corp. (BRONXVILLE NY)
NY
06/21/2011 - 09/28/2011
CHASE INVESTMENT SERVICES CORP. (TARRYTOWN NY)
NY
12/03/2008 - 06/24/2011
DAVID LERNER ASSOCIATES, INC. (WHITE PLAINS NY)
BOTH
Issued 12/21/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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