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Rocco Gerard Guidicipietro

Alexander Capital, LP

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About Rocco Gerard Guidicipietro

Rocco Guidicipietro is an active financial professional with over 28 years of experience in the industry. Rocco has a wide range of expertise, having held positions at several firms including Legend Securities, Inc., J.P. Turner & Company, L.L.C., Paulson Investment Company, Inc., and Paragon Capital Corporation. Rocco is currently registered with Alexander Capital, LP in Red Bank, New Jersey. Rocco's expertise and extensive experience make him a valuable resource for clients seeking financial guidance.

Firm Information

Rocco Guidicipietro is currently registered with Alexander Capital, LP. Alexander Capital, LP is a partnership formed in November 1995. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rocco Guidicipietro’s Registration & Firm History

NJ

02/17/2012 - Present

Alexander Capital, LP (RED BANK NJ)

NY

09/16/2010 - 02/13/2012

LEGEND SECURITIES, INC. (NEW YORK NY)

NY

09/30/1998 - 09/13/2010

J.P. TURNER & COMPANY, L.L.C. (STATEN ISLAND NY)

OR

04/02/1998 - 08/31/1998

PAULSON INVESTMENT COMPANY, INC. (PORTLAND OR)

NJ

09/22/1997 - 03/20/1998

PARAGON CAPITAL CORPORATION (EAST HANOVER NJ)

NY

05/08/1997 - 10/01/1997

LT LAWRENCE & CO., INC. (NEW YORK NY)

NY

10/17/1996 - 05/08/1997

CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)

NY

05/26/1995 - 09/30/1996

STATE CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

10/05/1994 - 07/11/1995

HANOVER, STERLING & COMPANY LTD. (NEW YORK NY)

NY

06/07/1994 - 07/12/1994

HANOVER, STERLING & COMPANY LTD. (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/19/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/13/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 08/23/1999

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 11/30/1998

Series 4 - Registered Options Principal Examination

BC

Issued 03/04/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/06/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Rocco Gerard Guidicipietro. Review regulatory record here.
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