Unclaimed
Rocco Filippo Brignone is a financial professional registered with Allen & Co. LLC, a firm located in New York, NY. Rocco has a Series 79TO and a SIE, which are both industry-recognized exams. Rocco began working with Allen & Co. LLC in November 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/17/2023 - Present
Allen & Co. LLC (NEW YORK NY)
BC
Issued 11/17/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/23/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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