Unclaimed
Rocco Dominic Vienhage is a financial professional registered with Aon Securities LLC. Rocco has been in the industry since June 2019. Rocco is registered in 50 states and has a wide range of securities licenses and certifications. Rocco is an active member of the industry and is dedicated to providing clients with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Fairness opinions
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
IL
06/07/2019 - Present
AON Securities LLC (CHICAGO IL)
BC
Issued 08/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2023
Series 3 - National Commodity Futures Examination
BC
Issued 12/23/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/07/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/13/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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