Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rocco? Claim Your ProfileRocco D. Marciano has been in the financial services industry since December 6, 2001. Rocco is currently registered with Cetera Advisor Networks LLC and is licensed to provide financial services in Connecticut, Florida, Maine, and Rhode Island. Rocco was previously registered with Summit Brokerage Services, Inc. and Fieldpoint Private Securities, LLC. Rocco holds Series 6, 26 and 63 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
09/20/2019 - Present
Cetera Advisor Networks LLC (WATERTOWN CT)
CT
09/18/2012 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (WATERTOWN CT)
CT
12/06/2001 - 09/19/2012
FIELDPOINT PRIVATE SECURITIES, LLC (WATERTOWN, CT)
BC
Issued 12/04/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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