Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rocco? Claim Your ProfileRocco Burrell is a financial advisor who has been in the industry since November 19, 2016. Currently, Rocco is registered with Interactive Brokers Corp. and is licensed in New York. Rocco was previously employed at Broadridge Business Process Outsourcing, LLC, AllianceBernstein Investments, Inc., and Jefferies LLC. Rocco holds the Series 63, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
12/16/2021 - Present
Interactive Brokers Corp. (GREENWICH CT)
NJ
08/27/2019 - 11/02/2021
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC (Newark NJ)
TN
08/31/2017 - 06/03/2019
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NASHVILLE TN)
NY
06/20/2016 - 08/04/2017
JEFFERIES LLC (NEW YORK NY)
BC
Issued 07/18/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
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