Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rocco? Claim Your ProfileRocco Domicolo is a financial advisor with Cetera Investment Advisers LLC. Rocco has been working in the financial industry since 1985. He has a wide range of experience, having previously worked for Ameriprise Financial Services, LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Morgan Stanley DW Inc., Prudential Securities Incorporated, Shearson Lehman Hutton Inc., Rooney, Pace Inc., and Oppenheimer & Co., Inc. Rocco is registered with the state of New Jersey and Texas. He holds the following licenses: Series 7, Series 63, Series 66 and SIE. Rocco specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/01/2022 - Present
Cetera Investment Advisers LLC (BEDMINSTER NJ)
NJ
07/02/2020 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (BEDMINSTER NJ)
NJ
03/19/2010 - 07/08/2020
AMERIPRISE FINANCIAL SERVICES, LLC (FLORHAM PARK NJ)
NJ
06/01/2009 - 04/14/2010
MORGAN STANLEY SMITH BARNEY (WAYNE NJ)
NJ
03/11/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WAYNE NJ)
NY
09/06/1994 - 03/14/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
12/22/1989 - 09/07/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/20/1986 - 01/19/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
05/03/1985 - 02/26/1986
ROONEY, PACE INC.
NA
03/25/1985 - 05/03/1985
OPPENHEIMER & CO., INC.
BOTH
Issued 07/30/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/14/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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