Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rocco? Claim Your ProfileRocco Anthony Domicolo has been a financial advisor since 1985. Rocco is currently registered with Cetera Investment Advisers LLC and has been with the firm since September 2022. Prior to that, Rocco worked at First Allied Securities, INC., Ameriprise Financial Services, LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Morgan Stanley DW Inc., Prudential Securities Incorporated, Shearson Lehman Hutton Inc., Rooney, Pace Inc., and Oppenheimer & Co., INC. Rocco has a broad range of experience in the financial services industry and is committed to providing his clients with the highest level of service. Rocco is also registered with the state of Texas as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/01/2022 - Present
Cetera Investment Advisers LLC (BEDMINSTER NJ)
NJ
07/02/2020 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (BEDMINSTER NJ)
NJ
03/19/2010 - 07/08/2020
AMERIPRISE FINANCIAL SERVICES, LLC (FLORHAM PARK NJ)
NJ
06/01/2009 - 04/14/2010
MORGAN STANLEY SMITH BARNEY (WAYNE NJ)
NJ
03/11/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WAYNE NJ)
NY
09/06/1994 - 03/14/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
12/22/1989 - 09/07/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/20/1986 - 01/19/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
05/03/1985 - 02/26/1986
ROONEY, PACE INC.
NA
03/25/1985 - 05/03/1985
OPPENHEIMER & CO., INC.
BOTH
Issued 7/30/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/14/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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