Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rocco? Claim Your ProfileRocco Addona is a financial advisor with LPL Financial LLC in SCARSDALE, NY. Rocco has been in the financial services industry since 1993. Rocco has a strong track record of providing financial advice to individuals, families, and businesses. Rocco holds Series 7 and Series 63 licenses and is also a Registered Investment Advisor. Rocco has experience working with pension and profit-sharing plans, corporations or other businesses, and individuals, including high-net-worth clients. Rocco offers a variety of financial services, including financial planning, portfolio management, and consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
08/03/2021 - Present
LPL Financial LLC (SCARSDALE NY)
NY
12/03/2002 - 12/19/2019
ROYAL ALLIANCE ASSOCIATES, INC. (SCARSDALE NY)
NY
01/14/1999 - 12/02/2002
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
AZ
11/20/1997 - 01/14/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
09/19/1996 - 11/24/1997
JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)
NY
04/09/1996 - 10/21/1996
FIRST HANOVER SECURITIES, INC. (STATEN ISLAND NY)
NY
12/04/1995 - 01/01/1996
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
NY
02/09/1995 - 10/30/1995
D. H. BLAIR & CO., INC. (NEW YORK NY)
NY
09/23/1994 - 12/13/1994
FIRST HANOVER SECURITIES, INC. (STATEN ISLAND NY)
NY
04/22/1994 - 10/11/1994
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NY
01/25/1994 - 05/13/1994
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NY
03/22/1993 - 01/14/1994
D. H. BLAIR & CO., INC. (NEW YORK NY)
IA
Issued 06/26/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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