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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robyn? Claim Your ProfileRobyn Mary Wicks is an investment advisor representative with UBS Financial Services Inc. Robyn has been in the financial industry since January 8, 2016. Robyn's firm is based in Weehawken, NJ. Robyn is registered with the following regulators: Financial Industry Regulatory Authority (FINRA), Securities Investor Protection Corporation (SIPC), and the state of District of Columbia. Robyn is also registered as an Investment Advisor Representative in Florida and Illinois. Robyn has a variety of licenses and certifications, including the Series 66, Series 10, Series 9, and Series 7 exams. Robyn has worked for several firms including NEXT FINANCIAL GROUP, INC. and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
DC
05/03/2023 - Present
UBS Financial Services Inc. (WASHINGTON DC)
MD
12/08/2014 - 09/17/2015
NEXT FINANCIAL GROUP, INC. (BETHESDA MD)
BOTH
Issued 03/13/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/28/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/30/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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