Unclaimed
Robyn Marshall Miller is a financial professional with over 20 years of experience in the industry. Robyn has been with RBC Capital Markets, LLC. since December 2019. Prior to that, Robyn was a financial advisor at American Enterprise Investment Services Inc. for over two years. Robyn has a broad range of experience in the financial services industry, including experience with Ameriprise Financial Services, Inc., IDS Life Insurance Company, Berger Distributors LLC and Janus Distributors, Inc. Robyn is also a registered principal with the Financial Industry Regulatory Authority (FINRA). Robyn holds Series 4, 6, 7, 24, 26, 52TO, 53, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
12/12/2019 - Present
RBC Capital Markets, LLC (MINNEAPOLIS MN)
MN
03/03/2017 - 12/13/2019
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (Minneapolis MN)
MN
12/17/2003 - 12/13/2019
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
12/17/2003 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
CO
02/08/2001 - 12/31/2002
BERGER DISTRIBUTORS LLC (DENVER CO)
CO
09/08/1999 - 01/19/2001
JANUS DISTRIBUTORS, INC. (DENVER CO)
IA
Issued 03/22/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/21/2014
Series 4 - Registered Options Principal Examination
BC
Issued 02/03/2009
Series 24 - General Securities Principal Examination
BC
Issued 05/24/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 02/22/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2008
Series 7 - General Securities Representative Examination
BC
Issued 09/07/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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