Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roby? Claim Your ProfileRoby Mize is a financial advisor with Wells Fargo Clearing Services, LLC. Roby has over 30 years of experience in the financial services industry. Roby began their career at Donaldson, Lufkin & Jenrette Securities Corporation in 1993 and joined Credit Suisse Securities (USA) LLC in 2003. In 2016, Roby joined Wells Fargo Advisors LLC and subsequently moved to Wells Fargo Clearing Services, LLC. Roby is registered to provide investment advisory services in 19 states, including Alabama, Arkansas, California, Colorado, Florida, Georgia, Illinois, Louisiana, Maryland, Missouri, Nevada, New Mexico, New York, North Carolina, South Carolina, Texas, Virginia, and Washington. Roby specializes in providing investment consulting services to institutional clients, as well as financial planning, pension consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
03/10/2016 - Present
Wells Fargo Clearing Services, LLC (DALLAS TX)
TX
01/17/2003 - 04/01/2016
CREDIT SUISSE SECURITIES (USA) LLC (DALLAS TX)
NJ
09/10/1993 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 09/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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