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Robin Woo

Charles Schwab & CO., Inc.

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About Robin Woo

Robin Woo is an active Broker-Dealer and Investment Advisor Representative in Lone Tree, CO. Robin works for Charles Schwab & CO., Inc. and has 2 approved SRO registrations, 1 approved FINRA registration, and 51 approved state registrations. Robin is currently registered in 51 states and the District of Columbia. Robin has passed 2 principal exams, 2 product exams, and 1 state exam. Robin has been working in the industry since July 2, 2023. Robin has passed the SIE, Series 7, Series 9, Series 10, and Series 63. Robin provides financial planning services, portfolio management, and advisor referral program services.

Firm Information

Robin Woo is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Robin Woo’s Registration & Firm History

CO

07/03/2023 - Present

Charles Schwab & CO., Inc. (Lone Tree CO)

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Licenses & Designations

BC

Issued 08/28/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/22/2024

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/11/2024

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 07/01/2023

Series 7TO - General Securities Representative Examination

BC

Issued 02/21/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Robin Woo.
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