Unclaimed
Robin Ackerman is an active investment professional with over 27 years of experience. Robin is currently registered with Northwestern Mutual Investment Services, LLC and has a total of 4 state registrations. Robin has several securities licenses including Series 6, 7, 63, and 65, and has held positions with Northwestern Mutual Investment Services, LLC since June 1995. Robin is located in Poughkeepsie, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
06/30/1995 - Present
Northwestern Mutual Investment Services, LLC (POUGHKEEPSIE NY)
IA
Issued 02/24/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2007
Series 7 - General Securities Representative Examination
BC
Issued 06/29/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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