Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robin? Claim Your ProfileRobin Rae Dubuque is a financial advisor with over 20 years of experience in the industry. Currently, Robin is registered with LPL Financial LLC in Grand Forks, North Dakota. Prior to joining LPL Financial, Robin was affiliated with Investment Centers of America, Inc. and Securities America, Inc. Robin is a licensed Series 6, 7, and 63 representative and holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
ND
11/29/2017 - Present
LPL Financial LLC (GRAND FORKS ND)
ND
11/30/2015 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (GRAND FORKS ND)
ND
02/17/2012 - 12/01/2015
SECURITIES AMERICA, INC. (GRAND FORKS ND)
ND
03/05/2004 - 02/22/2012
INVESTMENT CENTERS OF AMERICA, INC. (GRAND FORKS ND)
GA
02/04/2003 - 12/31/2003
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 06/28/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2007
Series 7 - General Securities Representative Examination
BC
Issued 02/03/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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