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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robin? Claim Your ProfileRobin Chavez is an Investment Advisor Representative with Morgan Stanley. Robin has been in the industry since July 4, 2013 and has a strong record of success in helping clients achieve their financial goals. Robin holds the Series 7, 63, 65, and SIE licenses, as well as the Series 99TO exam. Robin is licensed in multiple states, including Oregon, Texas and more. Prior to joining Morgan Stanley, Robin worked at Northern Trust Securities, Inc. and Fidelity Brokerage Services LLC. Robin specializes in providing investment advice and financial planning services to individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OR
01/10/2022 - Present
Morgan Stanley (Lake Oswego OR)
CA
11/20/2017 - 11/08/2021
NORTHERN TRUST SECURITIES, INC. (LOS ANGELES CA)
CA
05/20/2013 - 10/31/2017
FIDELITY BROKERAGE SERVICES LLC (WOODLAND HILLS CA)
IA
Issued 03/02/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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