Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robin? Claim Your ProfileRobin Yates is a financial advisor at LPL Financial LLC. Robin is licensed in Florida, Louisiana, and Texas. Robin has been working in the financial services industry since 2000. Robin specializes in providing financial planning services to individuals, corporations, and charitable organizations. Robin also has experience in portfolio management for businesses and individuals. Before joining LPL Financial LLC Robin worked for Sagepoint Financial, Inc. and Ohio National Equities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/15/2021 - Present
LPL Financial LLC (ST. JOHNS FL)
TX
11/15/2016 - 04/04/2019
SAGEPOINT FINANCIAL, INC. (AUSTIN TX)
OH
04/29/2014 - 09/06/2016
OHIO NATIONAL EQUITIES, INC. (CINCINNATI OH)
TX
03/06/2012 - 03/19/2014
PROEQUITIES, INC. (AUSTIN TX)
NY
05/18/2007 - 01/10/2012
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
TX
03/12/2001 - 01/09/2007
CAPSTONE ASSET PLANNING COMPANY (HOUSTON TX)
NJ
02/15/2000 - 02/27/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MN
02/15/2000 - 03/06/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/15/2000 - 03/06/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MA
01/05/2000 - 01/24/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/05/2000 - 01/24/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 03/02/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Robin Yates is the right advisor for you? Invested Better is here to help.
