Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robin? Claim Your ProfileRobin Seale is a financial advisor with Raymond James & Associates, Inc. Robin Seale has been in the financial services industry for over 37 years. Prior to joining Raymond James & Associates, Inc., Robin Seale was registered with MORGAN KEEGAN & COMPANY, INC. Robin Seale is licensed to provide investment advice in Kentucky, Ohio and Florida. Robin Seale holds the Series 7, Series 63 and Series 65 licenses. Robin Seale provides financial planning, portfolio management for individuals and businesses, pension consulting, and other services to their clients. Robin Seale is based in Lexington, Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
02/13/2013 - Present
Raymond James & Associates, Inc. (LEXINGTON KY)
KY
08/06/2008 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (LEXINGTON KY)
KY
07/01/2006 - 08/07/2008
J.P. MORGAN SECURITIES INC. (LEXINGTON KY)
KY
10/12/2004 - 07/01/2006
BANC ONE SECURITIES CORPORATION (LEXINGTON KY)
KY
03/19/1985 - 10/22/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
IA
Issued 12/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/26/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robin Seale is the right advisor for you? Invested Better is here to help.
