Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robin? Claim Your ProfileRobin Noel Bratone is a financial advisor currently working for RBC Capital Markets, LLC. Robin has been in the industry since 2011. Robin is also registered with the following state regulatory authorities: Arizona, California, Colorado, Connecticut, Florida, Hawaii, Kentucky, Louisiana, Massachusetts, Michigan, New Jersey, New York, North Carolina, Pennsylvania, Texas, Vermont, and Washington. Robin has previously worked for UBS Financial Services Inc., Advest, Inc., and Monroe Parker Securities, Inc. Robin has a long history of serving a wide range of clients including high-net-worth individuals, corporations, insurance companies, charitable organizations, pension plans, and pooled investment vehicles. Robin has experience providing financial planning, portfolio management, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
12/14/2023 - Present
RBC Capital Markets, LLC (Westport CT)
NY
02/15/2019 - 06/15/2020
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
CT
01/17/2002 - 07/19/2005
ADVEST, INC. (HARTFORD CT)
CT
02/26/1997 - 08/11/2000
ADVEST, INC. (HARTFORD CT)
NY
12/23/1996 - 03/07/1997
MONROE PARKER SECURITIES, INC. (PURCHASE NY)
BOTH
Issued 05/31/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/25/2019
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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