Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robin? Claim Your ProfileRobin Nicole Brezik is a financial advisor who has been in the industry since June 15, 2002. Robin is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with them since October 23, 2009. Before that, Robin was with BANC OF AMERICA INVESTMENT SERVICES, INC., INTERSECURITIES, INC., PROSPERA FINANCIAL SERVICES, INC., CHASE INVESTMENT SERVICES CORP. and PRIMEVEST FINANCIAL SERVICES, INC. Robin is licensed in 53 states and holds several licenses including Series 7, Series 63, Series 24, Series 52, Series 53, Series 4, Series 9, Series 10 and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DALLAS TX)
TX
08/28/2009 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (DALLAS TX)
TX
12/21/2007 - 02/25/2009
INTERSECURITIES, INC. (HEATH TX)
TX
09/01/2004 - 11/19/2007
PROSPERA FINANCIAL SERVICES, INC. (DALLAS TX)
IL
08/14/2002 - 07/20/2004
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
MN
02/07/2001 - 12/14/2001
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
IA
Issued 11/17/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/24/2010
Series 4 - Registered Options Principal Examination
BC
Issued 10/29/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/22/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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