Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robin? Claim Your ProfileRobin Morgan is a financial advisor with Charles Schwab & CO., Inc. with a focus on financial planning and advisory services. Robin has been working in the financial industry since 2003 and is currently registered with the state of Florida. In addition to their role at Charles Schwab, Robin has previous experience working for other well-known financial institutions including Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. Robin has a range of licenses and qualifications, including the Series 66, 7, 9, 10, and 31 exams. Robin is also a registered investment advisor representative in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
FL
09/29/2011 - Present
Charles Schwab & CO., Inc. (The Villages FL)
FL
06/01/2009 - 09/22/2011
MORGAN STANLEY SMITH BARNEY (THE VILLAGES FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (THE VILLAGES FL)
FL
04/30/2003 - 04/02/2007
MORGAN STANLEY DW INC. (THE VILLAGES FL)
BOTH
Issued 08/15/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/18/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/09/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 04/28/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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