Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robin? Claim Your ProfileRobin Raju has been in the financial industry since 2006. Robin is currently registered with Equitable Distributors, LLC and Equitable Advisors, LLC in New York. Robin has passed the Series 63, Series 99TO, SIE and Series 7 exams and has been registered with the state of New York since 2009. Previous firms Robin has been registered with include AXA Advisors, LLC and Hennion & Walsh, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/28/2020 - Present
Equitable Distributors, LLC (New York NY)
NY
01/24/2005 - 12/19/2007
AXA ADVISORS, LLC (NEW YORK NY)
NJ
08/19/2004 - 10/18/2004
HENNION & WALSH, INC. (PARSIPPANY NJ)
BC
Issued 09/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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