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Robin Marie Monks

Cetera Investment Services LLC

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About Robin Marie Monks

Robin Monks is a financial professional with over 30 years of experience in the industry. Robin is currently registered with Cetera Investment Services LLC and is licensed to provide investment advice in nine states. Robin has a strong track record of success in helping clients achieve their financial goals.

Firm Information

Robin Monks is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robin Monks’s Registration & Firm History

IN

06/20/2019 - Present

Cetera Investment Services LLC (INDIANAPOLIS IN)

IN

07/05/1991 - 06/24/2019

FORESTERS FINANCIAL SERVICES, INC. (INDIANAPOLIS IN)

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Licenses & Designations

BC

Issued 07/31/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/01/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robin Marie Monks.
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