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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robin? Claim Your ProfileRobin Harman is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc.. Robin has been in the financial services industry since February 16, 1996, and has a strong background in providing investment advice to individuals and businesses. Robin is registered to provide investment advice in 45 states, and has passed the Series 63, Series 65, Series 7 and SIE exams. Prior to joining Merrill Lynch, Robin worked for Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Robin is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/02/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (JUPITER FL)
FL
04/02/2007 - 07/31/2008
MORGAN STANLEY & CO. INCORPORATED (STUART FL)
FL
01/28/1997 - 04/02/2007
MORGAN STANLEY DW INC. (STUART FL)
NY
02/10/1996 - 01/23/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 11/18/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/19/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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