Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robin? Claim Your ProfileRobin Ketchem is a financial professional with over 27 years of experience in the financial services industry. Robin has held various roles at several firms, including TIAA-CREF Individual & Institutional Services, LLC, GWFS Equities, Inc., and National Planning Corporation. Robin currently works for Charles Schwab & Co., Inc. in Lone Tree, Colorado, as a registered representative. Robin holds Series 7, 9, 10, 24, 63 and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CO
03/09/2022 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
11/19/2012 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
09/10/2007 - 11/12/2012
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
01/29/2007 - 09/10/2007
NATIONAL PLANNING CORPORATION (DENVER CO)
CO
03/01/2006 - 01/26/2007
WACHOVIA SECURITIES, LLC (DENVER CO)
CO
03/21/2005 - 02/14/2006
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
05/06/2002 - 03/09/2005
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
GA
05/20/2003 - 12/31/2003
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
OH
05/20/2003 - 12/31/2003
VESTAX SECURITIES CORPORATION (HUDSON OH)
CO
10/24/2000 - 03/26/2002
GLOBAL CAPITAL SECURITIES CORPORATION (ENGLEWOOD CO)
CO
11/05/1996 - 08/07/2000
EBI SECURITIES CORPORATION (ENGLEWOOD CO)
CO
10/07/1994 - 11/11/1996
HANIFEN, IMHOFF CLEARING CORP. (DENVER CO)
CO
10/22/1992 - 10/12/1994
HANIFEN, IMHOFF INC. (DENVER CO)
BOTH
Issued 12/27/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/26/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/07/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/12/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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