Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robin? Claim Your ProfileRobin Lott is a financial advisor who has been in the industry since 2013. Robin is currently registered with UBS Financial Services Inc. in New Jersey and Texas. Previously, Robin was employed by First Dallas Securities Incorporated, Oppenheimer & Co. Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Robin holds Series 66, SIE, and Series 7 licenses. Robin is licensed to provide financial advice in several states and specializes in investment advice for individuals, businesses, pension plans, and charitable organizations. Robin has experience with insurance sales and is also a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
11/11/2021 - Present
UBS Financial Services Inc. (STAMFORD CT)
TX
06/26/2019 - 06/16/2020
FIRST DALLAS SECURITIES INCORPORATED (DALLAS TX)
TX
01/12/2016 - 09/14/2018
OPPENHEIMER & CO. INC. (DALLAS TX)
TX
08/26/2011 - 10/29/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
BOTH
Issued 04/14/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/14/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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