Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robin? Claim Your ProfileRobin Arthur is a financial advisor with Charles Schwab & CO., Inc.. Robin is licensed to provide securities and investment advisory services in 54 states, and has been in the industry since August 2020. Robin has a Series 7, Series 66 and SIE license and is registered with FINRA and the state of California. Robin previously worked at TD Ameritrade, Inc., and has a background in customer service and hospitality.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
01/26/2022 - Present
Charles Schwab & CO., Inc. (Carlsbad CA)
CA
08/12/2020 - 05/19/2024
TD AMERITRADE, INC. (Carlsbad CA)
BOTH
Issued 9/1/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/12/2020
Series 7TO - General Securities Representative Examination
BC
Issued 7/8/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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