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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robin? Claim Your ProfileRobin Lee Ucci is a financial advisor registered with Raymond James & Associates, Inc. since May 2017. Robin has over 20 years of experience in the financial services industry. Robin previously worked for Edward Jones and Raymond James. Robin has a wide range of experience working with individuals, corporations, and institutions. Robin's expertise includes financial planning, portfolio management, and retirement planning. Robin holds the Series 66, Series 63, Series 53, Series 24, Series 10, Series 9, Series 52TO, SIE and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
05/22/2017 - Present
Raymond James & Associates, Inc. (Marion IL)
IL
01/28/2016 - 05/26/2017
EDWARD JONES (MARION IL)
FL
02/05/2007 - 06/03/2015
RAYMOND JAMES & ASSOCIATES, INC. (CRYSTAL RIVER FL)
FL
12/16/1998 - 02/17/2006
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BOTH
Issued 02/12/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/25/2017
Series 24 - General Securities Principal Examination
BC
Issued 03/14/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/29/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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