Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robin? Claim Your ProfileRobin Rozman is a financial advisor at LPL Financial LLC, where Robin has been registered since May 2014. Robin has over 24 years of experience in the financial services industry, having previously worked at Wells Fargo Advisors Financial Network, LLC, Wachovia Securities, LLC and Tucker Anthony Incorporated. Robin specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting services. Robin is licensed in Florida, Texas and Wisconsin and holds Series 7, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
05/14/2014 - Present
LPL Financial LLC (BROOKFIELD WI)
WI
08/23/2004 - 05/16/2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (BROOKFIELD WI)
MO
09/22/2000 - 08/05/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MA
06/09/1998 - 10/03/2000
TUCKER ANTHONY INCORPORATED (BOSTON MA)
BC
Issued 03/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Robin Rozman is the right advisor for you? Invested Better is here to help.
