Unclaimed
Robin Smith is a financial advisor with Fidelity Brokerage Services LLC. Robin has been working in the financial services industry since September 20, 2018. Robin is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7 and Series 63 licenses. Robin has previously held positions at Wells Fargo Clearing Services, LLC, TD Ameritrade, Inc. and Scottrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
06/17/2024 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
MO
06/07/2021 - 10/18/2023
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
02/26/2018 - 12/08/2020
TD AMERITRADE, INC. (ST. LOUIS MO)
MO
07/26/2017 - 02/26/2018
SCOTTRADE, INC. (ST LOUIS MO)
BC
Issued 08/15/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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