Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robin? Claim Your ProfileRobin Barry Kay is a financial advisor with Stifel, Nicolaus & Company, Inc. Robin has over 30 years of experience in the financial services industry, specializing in portfolio management for individuals and businesses. Robin is also a Registered Investment Advisor and has provided financial planning services to a wide range of clients. Prior to joining Stifel, Nicolaus & Company, Inc., Robin worked at Rockefeller Financial LLC and Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
12/15/2021 - Present
Stifel, Nicolaus & Company, Inc. (DALLAS TX)
TX
09/24/2020 - 12/08/2021
ROCKEFELLER FINANCIAL LLC (Dallas TX)
TX
03/26/2014 - 10/12/2020
MORGAN STANLEY (DALLAS TX)
TX
10/23/2009 - 03/18/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
TX
04/22/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (DALLAS TX)
TX
09/05/1991 - 03/20/1997
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NY
03/26/1991 - 08/23/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
09/04/1990 - 11/09/1990
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
11/13/1989 - 09/04/1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
TX
03/21/1988 - 11/13/1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED (HOUSTON TX)
TX
06/25/1986 - 01/01/1988
SOUTHWEST SECURITIES, INC. (DALLAS TX)
BOTH
Issued 06/17/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/17/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robin Barry is the right advisor for you? Invested Better is here to help.
